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Regulation

Market Notices

Cboe Digital Market Notices:

Market Notice Submission Date
#24-13MN Notification of Spot Rulebook Update April 12, 2024
#24-12MN Notification of Spot Rulebook Update April 10, 2024
#24-11MN Notification of Trading Hours for the Good Friday Holiday March 22, 2024
#24-10MN Notification of Daily Settlement Price Changes March 15, 2024
#24-09MN Notification of Cboe Digital Market Maker Incentive Program - UPDATE March 25, 2024
#24-08MN Notification of Futures Block Trade Functionality March 4, 2024
#24-07MN Notification of T+ Rule Change and Cboe Digital Spot Rulebook Change February 29, 2024
#24-06MN Notification of Trading Hours for the Presidents’ Day Holiday February 12, 2024
#24-05MN Notification of Updated Price Band Values January 16, 2024
#24-04MN Notification of Trading Hours for the Martin Luther King Jr Day Holiday January 10, 2024
#24-03MN Notification of Fee Schedule for Financially-Settled Margin Based Futures January 8, 2024
#24-02MN Notification of New Product Introduction: Financially-Settled Margined Futures on Bitcoin and Ether January 8, 2024
#24-01MN Notification of Cboe Digital Market Maker Incentive Program and Default Auction Incentive - UPDATE January 2, 2024
#23-12MN Notification of Cboe Digital Margin Futures Incentive Program – UPDATE December 20, 2023
#23-11MN Notification of Trading Hours for the Indigenous Peoples’ Day Holiday October 6, 2023
#23-10MN Notification of Delisting of Fully Funded Futures Contracts October 02, 2023
#23-09MN Notification of New ETH and BTC Futures Expiries and Block Trade Times September 30, 2023
#23-08MN Notification of Futures Contract Expiration September 29, 2023
#23-07MN Notification of Cboe Digital ETH Physical Futures Incentive Program September 25, 2023
#23-06MN Notification of Trading Hours for the Labor Day Holiday August 30, 2023
#23-05MN Notification of Trading Hours for the Independence Day Holiday June 27, 2023
#23-04MN Notification of Trading Hours for the Juneteenth Holiday June 7, 2023
#23-03MN Notification of Trading Hours for the Memorial Day Holiday May 18, 2023
#23-02MN Notification of Rate Card Changes for Spot Digital Currency Products March 2, 2023
#23-01MN Notification of Cboe Digital Spot Rulebook Change January 5, 2023
#22-14MN Notification of Price and Order Precision Change for Spot Digital Currency Products December 6, 2022
#22-13MN Notification of Trading Hours for the Thanksgiving Day Holiday November 17, 2022
#22-12MN Notification of Notification of Futures Contract Delisting August 31, 2022
#22-11MN Notification of ErisX Spot Rulebook Changes August 24, 2022
#22-10MN Notification of Trading Hours for the Labor Day Holiday August 23, 2022
#22-09MN Notification of Futures Contract Delisting/Relisting July 19, 2022
#22-08MN Notification of Trading Hours for the Independence Day Holiday June 27, 2022
#22-07MN Notification of Futures Contract Delisting/Relisting June 13, 2022
#22-06MN Notification of Changes to Futures Naming Convention May 27, 2022
#22-05MN Notification of Trading Hours for the Memorial Day Holiday May 24, 2022
#22-04MN Notification of Futures Contract Delisting/Relisting May 12, 2022
#22-03MN Notification of Futures Contract Delisting/Relisting March 28, 2022
#22-02MN Notification of Minimum Order Size and Precision Changes for Spot Digital Currency Products January 31, 2022
#22-01MN Notification of Request for Stream January 7th, 2022
#21-15MN Notification of Trading Hours for the Thanksgiving Day Holiday November 16, 2021
#21-14MN Notification of Reportable Level Changes-Bitcoin Futures September 9, 2021
#21-13MN Notification of Trading Hours for the Labor Day Holiday August 26, 2021
#21-12MN Notification of Futures Contract Delisting/Relisting July 26, 2021
#21-11MN Notification of Trading Hours for the Memorial Day Holiday May 24, 2021
#21-10MN Notification of Futures Contract Delisting/Relisting May 19, 2021
#21-09MN Notification of Reportable Level Changes-Futures May 14, 2021
#21-08MN Notification of Futures Contract Delisting/Relisting May 4, 2021
#21-07MN Notification of Bounded Bitcoin Contract Size Change April 20, 2021
#21-06MN Notification of Block Trade Minimum Size Adjustment April 6, 2021
#21-05MN Notification of New Product Introduction-USDC Spot Pairs April 2, 2021
#21-04MN Notification of Physical Futures Contract Listing Schedule Change February 24, 2021
#21-03MN Notification of Futures Contract Delisting/Relisting February 9, 2021
#21-02MN Notification of Minimum Order Size Change for Spot Digital Currency Products January 25, 2021
#21-01MN Notification of Futures Contract Delisting January 6, 2021
#20-14MN Notification of Trading Hours for the Christmas and New Year's Day Holidays December 14, 2020
#20-13MN Notification of Trading Hours for Thanksgiving Day Holiday November 19, 2020
#20-12MN Notification of BCH Post Fork Determination November 17, 2020
#20-11MN Notification of Bitcoin Cash Upgrade-Trading Halt November 9, 2020
#20-10MN Notification of New Product Introduction-Bounded Futures Contracts October 23, 2020
#20-09MN Notification of Price Increment Change for Spot Digital Currency Products September 4, 2020
#20-08MN Notification of Trading Hours for the Labor Day Holiday Augst 24, 2020
#20-07MN Notification of Rate Card Changes for Spot Digital Currency Products July 29, 2020
#20-06MN Notification of Trading Hours for Spot Digital Currency Products July 2, 2020
#20-05MN Notification of Order Precision Change for Spot Digital Currency Products July 1, 2020
#20-04MN Notification of Temporary Change of Supported Order Type - UPDATE June 12, 2020
#20-03MN Notification of Enhancements to Block Trade Service May 26, 2020
#20-02MN Notification of Trading Hours for the Memorial Day Holiday May 18, 2020
#20-01MN Notification of New Product Introduction-ETH Futures Contracts May 18, 2020
#19-15MN Notification of Trading Hours for Futures Digital Currency Products December 31, 2019
#19-14MN Notification of Trading Hours for Christmas and New Year's Day December 18, 2019
#19-13MN Notification of Trading Hours for Futures Digital Currency Products December 16, 2019
#19-12MN Notification of Upgraded Matching Engine December 5, 2019
#19-11MN Notification of Trading Hours for the Thanksgiving Day Holiday November 22, 2019
#19-10MN REVISED: Notification of New FIX Functionality on the ErisX Matching Engine August 22, 2019
#19-09MN Notification of Minimum Order Size Adjustment for Spot Digital Currency Products July 17, 2019
#19-08MN Notification of ErisX Maintenance-Completed June 17, 2019
#19-07MN Notification of ErisX Maintenance June 17, 2019
#19-06MN Notification of Trading Hours for Spot Digital Currency Products May 23, 2019
#19-05MN Notification of Trading Hours for Spot Digital Currency Products May 10, 2019
#19-04MN Notification of Trading Hours for Spot Digital Currency Products May 2, 2019
#19-03MN Notification of Trading Hours for Spot Digital Currency Products April 26, 2019
#19-02MN Notification of Trading Hours for Spot Digital Currency Products April 18, 2019
#19-01MN Notification of Trading Hours for Spot Digital Currency Products April 12, 2019

Pre-2019 Market Notices unrelated to digital assets:

Market Notice Submission Date
#18-M11 Eris Direction and Price Adjustments in Transfer to CME Group November 30, 2018
#18-M10 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 14, 2018
#18-M09 Eris Exchange Trading Hours for the Veterans Day Holiday November 5, 2018
#18-M08 Eris Exchange Trading Hours for the Columbus Day Holiday October 3, 2018
#18-M07 Eris USD Interest Rate Swap Futures Migration to CBOT October 1, 2018
#18-M06 Eris Exchange Trading Hours for the Labor Day Holiday September 3, 2018
#18-M05 Eris Exchange Trading Hours for the Independence Day Holiday June 22, 2018
#18-M04 Eris Exchange Trading Hours for the Memorial Day Holiday May 18, 2018
#18-M03 Eris Exchange Trading Hours for the Good Friday Holiday March 23, 2018
#18-M02 Eris Exchange Trading Hours for the Presidents’ Day Holiday February 12, 2018
#18-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Day Holiday January 15, 2018
#17-M11 Eris Exchange Trading Hours for Christmas and New Year’s Day Holiday December 14, 2017
#17-M09 Eris Exchange Trading Hours for the Columbus Day Holiday October 2, 2017
#17-M08 Eris Exchange Trading Hours for the Labor Day Holiday August 25, 2017
#17-M07 Eris Exchange Trading Hours for the Independence Day Holiday June 27, 2017
#17-M06 Eris Exchange Trading Hours for the Memorial Day Holiday May 22, 2017
#17-M05 Eris Exchange Trading Hours for the Good Friday Holiday April 6, 2017
#17-M04 Eris SwapBook CLOB Release 2017 February 16, 2017
#17-M03 Notification of Changes to FTP Instrument Files February 14, 2017
#17-M02 Eris Exchange Trading Hours for the Presidents' Day Holiday February 13, 2017
#17-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Day Holiday January 9, 2017
#16-M11 Eris Exchange Trading Hours for Christmas and New Year’s Day Holiday December 16, 2016
#16-M10 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 16, 2016
#16-M09 Eris Exchange Trading Hours for the Veterans Day Holiday November 4, 2016
#16-M08 Eris Exchange Trading Hours for the Columbus Day Holiday October 3, 2016
#16-M07 Submissions for Ownership and Control Reporting September 8, 2016
#16-M06 Eris Exchange Trading Hours for the Labor Day Holiday August 26, 2016
#16-M05 Eris Exchange Trading Hours for the Independence Day Holiday June 23, 2016
#16-M04 Eris Exchange Trading Hours for the Memorial Day Holiday May 20, 2016
#16-M03 Eris Exchange Trading Hours for the Good Friday Holiday March 7, 2016
#16-M02 Eris Exchange Trading Hours for the Presidents' Day Holiday February 8, 2016
#16-M01 Eris Exchange Trading Hours for the Martin Luther King, Jr. Day Holiday January 11, 2016
#15-M17 Eris Exchange Trading Hours for the Christmas and New Year's Day Holiday December 18, 2015
#15-M16 New Product Introduction: Expanded Set of Eris Standards November 20, 2015
#15-M15 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 20, 2015
#15-M14 Trading Hours for the Veterans Day Holiday November 5, 2015
#15-M13 Trading Hours for the Columbus Day Holiday October 5, 2015
#15-M12 Submissions for Ownership and Control Reporting September 28, 2015
#15-M11 Trading Hours for the Labor Day Holiday August 28, 2015
#15-M10 Form 102A and 102B Submissions for Ownership and Control Reporting August 10, 2015
#15-M09 Eris Exchange MAC and Cipher Suite Change June 26, 2015
#15-M08 Trading Hours for the Independence Day Holiday-REVISED June 26, 2015
#15-M08 Trading Hours for the Independence Day Holiday June 26, 2015
#15-M07 Trading Hours for the Memorial Day Holiday May 19, 2015
#15-M06 Leap Second Impact Notice May 6, 2015
#15-M05 Eris Exchange Data Center Migration February 20, 2015
#15-M04 Eris Exchange Trading Hours for the Good Friday Holiday February 12, 2015
#15-M03 Eris Exchange Trading Hours for the Presidents’ Day Holiday February 9, 2015
#15-M02 Form 102 and 102A Submissions for Ownership and Control Reporting January 29, 2015
#15-M01 Eris Exchange Trading Hours for the Martin Luther King, Jr. Day Holiday January 12, 2015
#14-M08 Eris Exchange Trading Hours for the Independence Day Holiday - REVISED June 30, 2014
#14-M08 Eris Exchange Trading Hours for the Independence Day Holiday June 27, 2014
#14-M07 Eris Exchange Trading Hours for the Memorial Day Holiday May 19, 2014
#14-M06 Eris Exchange Extended Trading Hours Reminder May 16, 2014
#14-M05 Eris Exchange Extended Trading Hours May 07, 2014
#14-M04 Eris Exchange Trading Hours for the Good Friday Holiday April 11, 2014
#14-M03 Revised Dates for Market Data Subscriptions and Quoting of Eris Standards February 13, 2014
#14-M02 Eris Exchange Trading Hours for Presidents' Day Holiday February 10, 2014
#14-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Holiday January, 14 2014
#13-M13 Eris Exchange Trading Hours for the Christmas and New Year's Day Holiday December 18, 2013
#13-M12 Eris Standards Modified Listing Schedule December 6, 2013
#13-M11 Eris Exchange Trading Hours for the Thanksgiving Holiday November 22, 2013
#13-M10 Eris Exchange Trading Hours for the Veteran's Day Holiday November 4, 2013
#13-M09 Eris Exchange Trading Hours for the Columbus Day Holiday October 10, 2013
#13-M08 Update as to New Product Introduction September 10, 2013
#13-M07 New Product Introduction, Eris 7 Year Standard Contract August 22, 2013
#13-M06 Introduction of Margin Offsets Between Eris Standards and Eris Flexes July 9, 2013
#13-M05 Eris Exchange Holiday Hours 4th of July - REVISED June 28, 2013
#13-M05 Eris Exchange Holiday Hours 4th of July June 28, 2013
#13-M04 Eris Exchange Holiday Hours Memorial Day May 23, 2013
#13-M03 Modifying Notional Value to $100,000 for Eris Exchange Contracts April 4, 2013
#13-M02 Eris Exchange Holiday Hours for the Good Friday Holiday March 25, 2013
#13-M01 Modifying contract notional value to $100,000 March 18, 2013
#12-M12 Eris Exchange Christmas and New Years Trading Hours 2012 December 20, 2012
#12-M11 Eris Exchange Interest Rate Swap Futures Contract Fees Superseded by Eris Exchange Submission #2013-06 December 20, 2012
#12-M10 New Product Introduction: Eris Standards November 27, 2012
#12-M9 Latest release of Eris Exchange Eris SwapBook electronic trading platform November 27, 2012
#12-M8 Notification to market participants of change in Eris Disaster Recovery IP Information November 15, 2012
#12-M7 Revisions to Publicly Posted Suite of Files for 10/30/12 and 10/31/12 on Eris Exchange's public ftp site November 13, 2012
#12-M6 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Open for Trading Wednesday, 10/31/2012 October 30, 2012
#12-M5 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Closed for Trading Tuesday, 10/30/2012 October 29, 2012
#12-M4 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Products to Close at 12pm ET, Monday 10/29/2012 October 29, 2012
#12-M3 Update to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Will Be Observing Normal Trading Hours and Settlement Procedures on Monday 10/29/2012 October 29, 2012
#12-M2 Update to Effective Date of changes described in Exchange Notice #12-M1: Notification of Changes to Publicly Accessible End of Day Informational Files September 26, 2012
#12-M1 Notification of Changes to Publicly Accessible End of Day Informational Files Effective August 13, 2012 July 27, 2012

Exchange Advisories

Pre-2019 Exchange Advisories unrelated to digital assets:

Advisory No. Submission Date
#17-02 Notification of Settlement Curves for Eris Swap Futures February 27, 2017
#17-01 Notification of Lower Minimum Tick Increments on Large Block Trades January 5, 2017
#16-02 Notification of Settlement Curves for Eris Swap Futures June 3, 2016
#16-01 Notification of Adjustment to PAI Calculation Time March 14, 2016
#15-04 Notification of Adjustment to Minimum Block Sizes for RTH September 17, 2015
#15-03 Notification of Adjustment to Minimum Block Size for OTH May 29, 2015
#15-02 Notification of the Change to Eris PAI Calculation Time May 22, 2015
#14-06 Notification of Self Certification: Extension of Regular Trading Hours December 8, 2014
#14-01 Notification of Self Certification: Amendments to Rules 101, 601, and 1101 May 2, 2014
#13-06 Notification of Eris Exchange Product Certification for Eris Standards September 12, 2013
#13-05 Rulebook Amendments Related to the Reduction in Notional Value May 16, 2013
#13-04 Amendments to Eris Exchange Rules 404 and 408 May 3, 2013
#13-03 Notification of Eris Exchange Rule Self-Certification - Amendment to Rule 902 April 5, 2013
#13-02 Notification of Eris Exchange Rule Self-Certification - Amendment to Rule 532 March 25, 2013
#13-01 Notification of rule amendments; Rule 101 January 8, 2013
#12-06 Notification of Eris Exchange Rule Self-Certification for the amendment of the Eris Exchange Rulebook related to compliance with the new Commission Regulations for Designated Contract Markets and participant requirements October 1, 2012
#12-05 Notification of Eris Exchange Rule Self-Certification amendment of Rule 101 (Definition of Particiapnt) and Rule 314 (Consent to Exchange Jurisdiction) August 3, 2012
#12-04 Notification of Eris Exchange Rule Self-Certification of adjustments related to Rule 601 (Block Trades) and updated reporting requirements June 13, 2012
#12-03 Notification of Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 and amendments to Rule 524 April 17, 2012
#12-02 (Revised): CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory will now begin on May 7, 2012 April 27, 2012
#12-148 CME Clearing Advisory Notice: REVISED: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 30, 2012 April 12, 2012
#12-148 CME Clearing Advisory Notice: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 16, 2012 April 4, 2012
#11-394 CME Clearing Advisory Notice Update for Clearing Eris Interest-Rate Swap Futures November 3, 2011
#11-11 Notification of Trading Hours for the Thanksgiving Holiday November 18, 2011
#11-10 Notification of rule amendments; Rule 532 "Reports of Large Positions" and Rule 533 "Position Limit, Position Accountability and Reportable Level Table"– (Superseded in part by Exchange Advisory #13-02) November 11, 2011
#11-09 Eris Exchange Product Certification with the CFTC November 1, 2012
#11-08 Eris Exchange MF Global Access to Eris Exchange Disabled October 31, 2011
#11-07 Eris Exchange Transition from an Exempt Board of Trade (EBOT) to a Designated Contract Market (DCM) October 26, 2011
#11-06 Eris Exchange Large Position Reporting Policy October 7, 2011
#11-05 Eris Exchange migration to CME HVAR margin calculation methodology September 19, 2011
#11-04 Adoption of standardized CME OIS and LIBOR Curves for generating settlement prices-Revised Implementation Date August 12, 2011
#11-03 Adoption of standardized CME OIS and LIBOR curves for generating settlement prices July 29, 2011
#11-02 Migration to OIS Discounting, changes to market operating hours, dissemination of public data May 4, 2011
#11-01 New Ticket Schema Release and Implementation February 9, 2011

Clearing Notices

Cboe Clear Digital Notices:

Clearing Notice Submission Date
#24-07CN Changes to Settlement Service April 12, 2024
#24-06CN Clearinghouse Contact Information March 22, 2024
#24-05CN ACH Service Discontinuation March 15, 2024
#24-04CN Ethereum Dencun Hard Fork March 11, 2024
#24-03CN Spot Settlement Cycle Change Reminder March 1, 2024
#24-02CN Cboe Digital Member File Decommission February 9, 2024
#24-01CN Spot Settlement Cycle Change January 31, 2024
#23-07CN Notification of Ethereum Shanghai Fork April 10, 2023
#23-06CN Change in Ethereum and USDC Confirmations March 29, 2023
#23-05CN Change in USDC Withdrawal Fees March 13, 2023
#23-04CN Signature Bank Settlements March 13, 2023
#23-03CN Silvergate Bank Settlements March 2, 2023
#23-02CN Notification of Rate Card Changes for Spot Digital Currency Products March 2, 2023
#23-01CN Change in USDC Withdrawal Fees January 13, 2023
#22-04CN Change in Ethereum Confirmations September 14, 2022
#22-03CN Notification of Ethereum Merge to Proof of Stake August 31, 2022
#22-02CN Notification of Ethereum Gray Glacier Hard Fork June 29, 2022
#22-01CN Withdrawal Debit Account Balance Upon Request May 5, 2022
#21-06CN Notification of changes to ACH Deposit Minimum October 15, 2021
#21-05CN Change in BTC Withdrawal fees September 27, 2021
#21-04CN Change in BTC & ETH Confirmations September 22, 2021
#21-03CN Notification of Ethereum London fork August 02, 2021
#21-02CN Notification of changes to Crypto Withdrawal fees June 30, 2021
#21-01CN ETH Fork Notification April 12, 2021
#20-04CN Notification of BCH Post Fork Determination November 17, 2020
#20-03CN Notification of Bitcoin Cash Upgrade November 11, 2020
#20-02CN Changes to Portal Login URL October 23, 2020
#20-01CN Change in BCH Confirmations June 25, 2020
#19-02CN Notification of Suspension of Ether Deposit Processing During Ethereum Istanbul Hard Fork December 6, 2019
#19-01CN Notification of Rulebook Changes April 29, 2019

CFTC Submissions

Cboe Digital CFTC Submissions:

Reference # Submission Company Date
#2024-07E Update to CDE Operating Agreement Cboe Digital Exchange April 18, 2024
#2024-06C Update to CCD Margin Model and Margin Model Governance Policy Cboe Clear Digital April 18, 2024
#2024-05C Update to CCD Operating Agreement Cboe Clear Digital April 18, 2024
#2024-04C Updates to Member Participation Requirements Policy and Procedures Cboe Clear Digital April 9, 2024
#2024-03C Minor updates to DCO Policies and Procedures Cboe Clear Digital April 5, 2024
#2024-02C Amendment to codify guaranty fund provisions, among other updates to the CCD Rulebook Cboe Clear Digital March 27, 2024
#2024-01C Updates to CCD Risk Management Committee Cboe Clear Digital March 25, 2024
#2024-06E Update to Futures Market Maker Incentive Program Cboe Digital Exchange March 15, 2024
#2024-05E Update to remove Chapter 12 (spot market rulebook) from the Cboe Digital Exchange futures rulebook Cboe Digital Exchange March 12, 2024
#2024-04E Update to Daily Settlement Price Determination Cboe Digital Exchange March 4, 2024
#2024-03E Update to Cboe Digital Exchange Default Auction Liquidity Provider Incentive Program Cboe Digital Exchange January 24, 2024
#2024-02E Update to Margin Futures Market Maker Incentive Program Cboe Digital Exchange January 24, 2024
#2024-01E Update to Cboe Digital Exchange Default Auction Liquidity Provider Incentive Program Cboe Digital Exchange January 2, 2024
#2023-19E Margin Futures Market Maker Incentive Program Cboe Digital Exchange December 26, 2023
#2023-18E Update to Cboe Digital Exchange Clearing Member Build-out Program Cboe Digital Exchange December 20, 2023
#2023-17E Update to Cboe Digital Exchange FCM License Incentive Program Cboe Digital Exchange December 20, 2023
#2023-16E CDE Rulebook Clean Up Cboe Digital Exchange December 15, 2023
#2023-15E Cboe Digital Exchange Fee Updates Cboe Digital Exchange November 17 2023
#2023-14E Amendment to Remove Exchange Committees Cboe Digital Exchange November 16, 2023
#2023-13E FET Margined Futures Cboe Digital Exchange November 9, 2023
#2023-12E ETH Margined Futures Cboe Digital Exchange November 9, 2023
#2023-11E FBT Margined Futures Cboe Digital Exchange November 9, 2023
#2023-10E BTC Margined Futures Cboe Digital Exchange November 9, 2023
#2023-09E Self-Certification: Cboe Digital Exchange Default Auction Liquidity Provider Incentive Program Cboe Digital Exchange November 2, 2023
#2023-08E Self-Certification: Cboe Digital Exchange FCM License Incentive Program Cboe Digital Exchange November 2, 2023
#2023-07E Self-Certification: Cboe Digital Exchange Fee Updates [WITHDRAWN] Cboe Digital Exchange November 2, 2023
#2023-06E Self-Certification: Cboe Digital Exchange Margined Futures Products [WITHDRAWN] Cboe Digital Exchange November 1, 2023
#2023-07C Self-Certification: Cboe Clear Digital Risk Management Procedures Cboe Clear Digital November 1, 2023
#2023-06C Self-Certification: Cboe Clear Digital Fee Updates Cboe Clear Digital November 1, 2023
#2023-05C Self-Certification: Cboe Clear Digital Margin Policies and Procedures Cboe Clear Digital October 31, 2023
#2023-04C Self-Certification: Cboe Clear Digital ERM Policy Cboe Clear Digital October 31, 2023
#2023-05E Self-Certification: Cboe Digital Exchange Update to Unwind Emergency Rule Filing Cboe Digital Exchange October 27, 2023
#2023-04E Emergency Re-certification of Physically-Settled ETH and BTC (Modification) Cboe Digital Exchange September 29, 2023
#2023-03E Self-Certification: Cboe Digital Exchange Rulebook Updates Cboe Digital Exchange September 29, 2023
#2023-02E Self-Certification: Cboe Digital Exchange Clearing Member Build-out Program Cboe Digital Exchange September 27, 2023
#2023-03C Self-Certification: Cboe Clear Digital Futures Market Risk Models (Margin Methodology) Cboe Clear Digital September 21, 2023
#2023-01E Self-Certification: September 2023 ETH Futures Incentive Program Cboe Digital Exchange September 8, 2023
#2023-02C Self-Certification: Amendments to Rules in Connection with Approval of Amended Order of Registration Cboe Clear Digital August 18, 2023
#2023-01C Self-Certification: Dispute Resolution Rule Update Cboe Clear Digital June 9, 2023
#2022-04E Self-Certification: Amendment to ROC Charter Cboe Digital Exchange November 30, 2022
#2022-02C Self-Certification: Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in Connection with Legal Entity Name Change Eris Clearing September 16, 2022
#2022-03E Self-Certification: Amendment to Eris Exchange Rulebook, Limited Liability Company Agreement and Committee Charters in Connection with Legal Entity Name Change Eris Exchange September 16, 2022
#2022-02E Self-Certification: Notification of the Delisting of the Bounded Bitcoin Futures Contract, Bounded Ether Futures Contract, and Bounded Ether/Bitcoin Futures Contract Eris Exchange August 31, 2022
#2022-01E Self-Certification - Amendment to Eris Exchange Limited Liability Company Agreement, Committee Charters, and conforming changes following completion of the acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC. Eris Exchange January 18, 2022
#2022-01C Self-Certification - Amendment to Eris Clearing Limited Liability Company Agreement and conforming changes, following completion of the acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC. Eris Clearing January 18, 2022
#2021-08E Self-Certification - Extension of the Bounded Futures Liquidity Incentive Program Eris Exchange December 23, 2021
#2021-07E Self-Certification - Arbitration Change Eris Exchange December 10, 2021
#2021-06E Weekly Notification of Rule Amendment Eris Exchange September 9, 2021
#2021-05E Self-Certification - Extension of the Bounded Futures Liquidity Incentive Program Eris Exchange July 6, 2021
#2021-04E Self-Certification - Amendment pursuant to 38.251(e) Eris Exchange June 8, 2021
#2021-03E Self-Certification - Amendment to Volume Thresholds Eris Exchange April 30, 2021
#2021-02E Self-Certification - Bitcoin Bounded Futures Contract Minimum Block Size Eris Exchange April 12, 2021
#2021-01E Self-Certification - Bitcoin Bounded Futures Contract Size Change Eris Exchange April 12, 2021
#2020-11E Self-Certification - RSBIX NFL Futures Contracts (withdrawn) Eris Exchange December 14, 2020
#2020-10E Self-Certification - Bounded Futures Liquidity Incentive Program Eris Exchange October 10, 2020
#2020-09E Self-Certification - Bounded Futures Contract on Ether/Bitcoin Pair Eris Exchange October 9, 2020
#2020-07E R Self Certification - Bounded Futures Contract on Ether Eris Exchange August 21, 2020
#2020-07E R Self Certification - Bounded Futures Contract on Bitcoin Eris Exchange August 21, 2020
#2020-08E Self-Certification -- Establishment of Block Trade Size for Bounded Futures Contracts Eris Exchange August 14, 2020
#2020-06E Self-Certification -Proprietary Trading Group Liquidity Provider Program Eris Exchange June 23, 2020
#2020-05E Self-Certification -- Establishment of Block Trade Size for Ether Futures Eris Exchange May 7, 2020
#2020-04E Self-Certification -- Amendment of Rule 906 (Settlement Prices) Eris Exchange May 1, 2020
#2020-03E Self-Certification -- Ether/Bitcoin Futures Product Eris Exchange May 1, 2020
#2020-02E Self-Certification -- Ether Futures Contract Eris Exchange May 1, 2020
#2020-01EM Modification of Submission #2020-01E Eris Exchange April 22, 2020
#2020-01E Self-Certification -- Fork Policy Eris Exchange April 21, 2020
#2020-02C Weekly Notification of Rule Amendments -- Week of March 9, 2020 Eris Clearing March 12, 2020
#2020-01C Self-Certification -- Member Delivery Obligations and Alternative Delivery Procedures Eris Clearing February 5, 2020
#2019-03 Proprietary Trading Group Liquidity Incentive Program Self Certification Eris Exchange November 15, 2019
#2019-01C Self-Certification -- Permit FCM Clearing Members to Clear on Behalf of Customers Eris Clearing November 13, 2019
#2019-02 Self-Certification of Exchange Rulebook Eris Exchange October 28, 2019
#2019-01 Self-Certification of Bitcoin Future Product Eris Exchange October 28, 2019

Pre-2019 CFTC Submissions unrelated to digital assets:

Reference # Submission Date
#2018-04 Self-Certification of Amendments to Exchange Rulebook November 15, 2018
#2018-03 Self-Certification of Amendments to Exchange Rulebook June 22, 2018
#2018-02 Self Certification of Buyside Volume Partnership Program June 18, 2018
#2018-01 Self-Certification of Extension to Volume Discount Program January 11, 2018
#2017-06 Self Certification of Proprietary Trading Group Volume Incentive Program December 7, 2017
#2017-05 Self-Certification of Extension to Broker Rebate Program October 9, 2017
#2017-04 Self-Certification of Extension to Liquidity Provider Program August 15, 2017
#2017-03 Algorithmic Execution Rebate Program April 26, 2017
#2017-02 Weekly Notification of Rule Amendments January 18, 2017
#2017-01 Self-Certification of Extension to Volume Discount Program January 13, 2017
#2016-11 Self-Certification of Extension to Broker Rebate Incentive Program October 10, 2016
#2016-10 Self-Certification of Ownership and Control Reporting (OCR) Requirements September 12, 2016
#2016-09 Self-Certification of Onboarding Incentive Program August 23, 2016
#2016-08 Self-Certification of New TPH Incentive Program July 27, 2016
#2016-07 Self-Certification of Amendment to Eris Exchange Fees Schedule June 10, 2016
#2016-06 Self-Certification of Adjustment to the Volume Discount Program June 10, 2016
#2016-05 Self-Certification of Adjustment to Time for Calculating and Applying PAI March 14, 2016
#2016-04 Weekly Notification of Rule Amendments January 15, 2016
#2016-03 Certification of LBT and ULBT Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 10T and U10T Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 5T Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 2T Eris Standard Invoice Swap Future January 7, 2016
#2016-02 Certification of 30Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 20Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 15Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 12Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 10Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 7Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 5Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 4Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 3Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-01 Certification of 20Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 15Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 12Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 4Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 3Y Eris Primary Standard Swap Future January 7, 2016
#2015-10 Self-Certification of Extension to Volume Discount Program December 24, 2015
#2015-09 Self-Certification of Regulatory Services Agreement October 20, 2015
#2015-08r Self-Certification of Broker Rebate Incentive Program October 13, 2015
#2015-07 Self-Certification of Block Market Maker Fee October 13, 2015
#2015-06 Self-Certification of Form 102A and 102B (Submissions for OCR) (Withdrawn) September 17, 2015
#2015-05 Self-Certification of Adjustments to Minimum Block Sizes (RTH) September 17, 2015
#2015-04 Self-Certification of Adjustments to Minimum Block Sizes (OTH) May 29, 2015
#2015-03 Self-Certification of Adjusted Time for Calculating and Applying PAI May 22, 2015
#2015-02 Self-Certification of Extension to Liquidity Provider Program February 13, 2015
#2014-06 Self-Certification of Extended Trading Hours December 8, 2014
#2014-05 Self-Certification of Volume Discount Program October 22, 2014
#2014-04 Weekly Notification of Rule Amendments June 6, 2014
#2014-01 Self-Certification of Extended Trading Hours May 2, 2014
#2013-13 Self-Certification of the 7YR Standard Swap Future September 13, 2013
#2013-12 Weekly Notification of Rule Amendments June 10, 2013
#2013-11 Self-Certification of Rule Amendments Rule 533 and Rule 1101 May 16, 2013
#2013-10 Self-Certification of Rule Amendments Rule 404 and Rule 408 May 3, 2013
#2013-08 Weekly Notification of Rule Amendments April 22, 2013
#2013-07 Rule Amendment Self-Certification Rule 902 (Criteria for Becoming a Clearing Firm) April 5, 2013
#2013-06 Weekly Notification of Rule Amendments March 25, 2013
#2013-05 Rule Amendment Self-Certification Rule 532 (Large Trader Reporting) March 25, 2013
#2013-02 Eris Exchange Liqudity Provider Program (2013-01) (Eris Exchange, LLC Submission #2013-02) January 11, 2013
#2013-01 Eris Exchange Rule Amendment Self-Certification (Rule 101 (Definitions); Rule 305 (Dues, Assessments and Fees); and, Rule 601 (Block Trades) January 8, 2013
#2012-22 Weekly Notification of Rule Amendments December 17, 2012
#2012-21 Weekly Notification of Rule Amendments December 10, 2012
#2012-20 Certification of Eris Exchange Standard Interest Rate Swap Futures Product December 5, 2012
#2012-18 Weekly Notification of Rule Amendments November 27, 2012
#2012-16 Eris Exchange Self-Certification November 2, 2012
#2012-14 Eris Exchange Rule Amendment Certification October 1, 2012
#2012-11 Eris Exchange Rule Self-Certification of Eris Exchange Rule 614 (Consent to Exchange Jurisdiction) August 3, 2012
#2012-09 Eris Exchange Rule Self-Certification of amendments to Rule 601 (Block Trades) June 13, 2012
#2012-08 Rule 40.6(d) Weekly Notification of Rule Amendments June 7, 2012
#2012-07 Rule 40.6(d) Weekly Notification of Rule Amendments May 29, 2012
#2012-04 Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 (Eris Interest Rate Swap Futures Contract Specifications) and amendments to Rule 524(d) (Recordkeeping Requirements for Entering Orders into the Eris Trading System) April 17, 2012
#2012-03 CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory and Related Eris Exchange Advisory April 12, 2012
#2012-02 Eris ExchangeTrading Hours for Good Friday Holiday March 5, 2012
#2012-01 Modifications to the Liquidity Providor Program February 6, 2012

Regulatory Circulars

Cboe Digital Exchange Regulatory Circulars:

Circular No. Submission Date
#24-01RC Ownership and Control and Large Trader Reporting January 24, 2024